Career

Regal Bay is open to expanding with talented, experienced and ethical financial advisers. We offer the expertise to grow independently with our professional in-house customer service, technology, compliance and marketing support. Through our full-service clearing relationship with RBC Correspondent Services, we provide our advisers with resources from one of the largest brokerage and investment firms in the industry, while we offer competitive compensation and the flexibility of being independent. This allows Regal Bay’s advisers to engage our clients in comprehensive financial planning which is offered by fewer than 30% of our financial industry competitors.

As a fiduciary, Regal Bay acts in the best interest of our clients, so we do not promote any proprietary products nor do we have a restrictive universe of investments. Regal Bay simply provides the tools and support advisers need to succeed. If you know of an experienced and reputable wire house or regional investment representative interested in independence, contact Ross M. Langill in confidence at    (414) 225-3551 or rmlangill@regalbayinvest.com.