Kathryn Kreider
Executive Administrative Associate
Kathryn (Katie) Kreider conducts operational and financial activities to ensure observance with Regal Bay directives, policies, and procedures. Ms. Kreider reviews daily transactions and activites to ensure complaince with all rules and regulations of SEC, FINRA, SROs and state regulatory bodies.
Ms. Kreider earned her Bachelor of Science degree in Business Administration, specializing in finance from Ohio State University. While at Ohio State, she was involved with the Computer, Science & Engineering department as a lab consultant, analyzing software programs.
She maintains and strengthens relationships with national equity syndicate desks, RBC, and Regal Bay’s CEO. In addition, she assists in the due diligence process of syndicate offerings and research projects.
Ms. Kreider performs in-depth research and analysis of data and develops reports for clients’ portfolio reviews. In addition, she refines the details of financial plans and strategies by doing primary research and investigation of various secondary sources. She focuses her broad applied finance education and background on investments in the U.S.