Regal Bay Investment Group, LLC
Our Process
Regal Bay's process is not robotic but consists of the following personal approach:
Interview
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Review your unique financial situation and liquidity needs
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Identify your financial goals and priorities
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Establish your risk tolerance, time horizon
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Analyze the impact of relevant markets and economic events on your investments.
Analysis
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Analyze your overall financial situation
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Prioritize your investment in the context of global economies and markets
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Perform due diligence and research into appropriate investments
Development
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Develop a suitable investment plan and strategy designed specifically for you
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Provide individualized, nonautomated investment recommendations with periodic personal monitoring and management
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Include additional professionals, such as an estate attorney, tax accountant, etc. when life changes dictate
Monitor
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Agree upon how you prefer to communicate with your personal Regal Bay financial adviser
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Review your plan quarterly or more frequently in volatile markets
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Assist you when your portfolio is influenced by micro or macroeconomic events necessitating changes in your portfolio allocation
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Typically Regal Bay maintains custody of your securities through RBC Capital Markets LLC (RBC), which has execution capabilities on all principal exchanges.