Commitment to Clients

All Representatives at Regal Bay perform their services in accordance with the highest fiduciary and ethical standards. When advising you, we take special consideration of your specific needs, while also considering the timing and nature of the action taken on your behalf. Your personal information, accounts and trades will remain confidential. Your Regal Bay Investment Adviser will make every reasonable effort to follow all investment management restrictions and instructions expressed by you. A copy of Regal Bay’s ADV and/or Code of Ethics is available upon request by emailing: [email protected].