Regal Bay Investment Group, LLC

CONNECT

Address:

250 E Wisconsin Ave., Suite 1500
Milwaukee, WI 53202

Phone:

414-225-3551

Fax/Other:

414-225-3558

Our Process

Regal Bay's process is not robotic but consists of the following personal approach:

Interview

  • Review your unique financial situation and liquidity needs
  • Identify your financial goals and priorities
  • Establish your risk tolerance, time horizon
  • Analyze the impact of relevant markets and economic events on your investments.

Analysis

  • Analyze your overall financial situation
  • Prioritize your investment in the context of  global economies and markets
  • Perform due diligence and research into appropriate investments

Development

  • Develop a suitable investment plan and strategy designed specifically for you
  • Provide individualized, nonautomated investment recommendations with periodic personal monitoring and management  
  • Include additional professionals, such as an estate attorney, tax accountant, etc. when life changes dictate

Monitor 

  • Agree upon how you prefer to communicate with your personal Regal Bay financial adviser
  • Review your plan quarterly or more frequently in volatile markets
  • Assist you when your portfolio is influenced by micro or macroeconomic events necessitating changes in your portfolio allocation
  • Typically Regal Bay maintains custody of your securities through RBC Capital Markets LLC (RBC), which has execution capabilities on all principal exchanges. 


 

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck