Investment Products

Regal Bay’s investment strategies are offered through a variety of investment choices designed to suit your unique needs and meet your financial goals.

We may advise you to hold or execute transactions in any or all of the following types of investments. 

  • Listed and unlisted common and preferred stocks 
  • Initial Public Offerings (IPOs) and Follow On offerings (FOs) 
  • Certificates of Deposit (CDs) 
  • Corporate bonds and municipal bonds
  • Convertible bonds and preferreds (domestic) 
  • Government and agency bonds 
  • Treasury notes, bills and bonds 
  • Open-end mutual funds (load, load-waived and no-load) 
  • Unit investment trusts (UITs) 
  • Exchange Traded Funds (ETFs) 
  • Money Market Funds 
  • Real Estate Investment Trusts (REITs)  
  • American Depository Receipts (ADRs) 
  • Foreign Securities 
  • Closed End Funds (CEFs) 
  • Publicly traded options 
  • Publicly traded master limited partnerships (MLPs) 
  • Rights and warrants